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Archive for February, 2025

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Corporate Transparency Act – No Penalties for Failure to File by March 21, 2025; New Rule Forthcoming

Yesterday, the U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) announced that no fines or penalties will be…

Regulation S-P Amendments Applicable to SEC-Registered Investment Advisers

New amendments to the SEC’s privacy rules of Regulation S-P (the “Reg S-P Amendments”) will require SEC-registered investment advisers (“RIAs”)…