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We are client-focused and solution-driven by design. We specialize in high-quality practice areas that serve the needs of businesses and sophisticated individuals. Our careful growth, minimal turnover and low partner/non-partner ratio are all designed to provide efficient and cost-effective legal services of the highest caliber.
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Archive for June, 2020

Results

SEC Investment Adviser Enforcement Actions: “May” Might Be Materially Misleading & Insider Trading Policies

Two topics from recent SEC investment adviser enforcement cases, disclosure language and insider trading policies. Adviser Disclosures: What does “may”…